E.J. Smith CFP®

E.J. Smith CFP®

Director of Trading, Operations and Compliance, Certified Financial Planner™, Investment Advisor

Prior to joining ChartMark as Director of Trading, Operations and Compliance E.J. served four years as Financial Advisor with Morgan Stanley. While at Morgan Stanley, E.J.'s duties involved providing comprehensive brokerage and financial advice. Earlier in his career, E.J. was co-founder and partner of Northcentral Information Services, a private investigation firm in Grapevine, Texas. After E.J. graduated from the University of Oklahoma with a B.A. in Political Science he spent six years with Lockheed Martin in security management. E.J.'s responsibilities at Lockheed Martin included compliance, document control and physical security. E.J. brings a diverse background of procedural and financial experience to his role with ChartMark. E.J. completed the two year training course required to take the examination to become a CERTIFIED FINANCIAL PLANNER ™ in the Fall of 2006. He successfully completed the CFP designation in the 1st quarter of 2007.

E.J.'s primary focuses are financial planning, trade execution, operations and compliance. 

Mr. Smith is licensed to sell insurance and may receive customary commissions and other compensation for doing so. Clients however are under no obligation to purchase insurance from the firm or from Mr. Smith.

Phone (918) 477-7685